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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-07-21 |
Branch Locations
8374 Six Forks Road, Raleigh, NC 27615 • United States
8374 Six Forks Road, Raleigh, NC 27615 • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo | Raleigh | NC | 01/2008 | 01/2020 |
| Raymond James Financial Services, Inc | Raleigh | NC | 01/2020 | 12/2025 |
| Pinnacle Financial Partners | Raleigh | NC | 12/2020 | 01/2026 |
| Lpl Financial, Llc | Raleigh | NC | 04/2026 | Present |
| Fidelity Bank | Raleigh | NC | 04/2026 | Present |
| Unemployed | Raleigh | NC | 01/2026 | 04/2026 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-10-15 |
| S63 | Uniform Securities Agent State Law Examination | 1993-09-20 |
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