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Stefan Rosen

Wells Fargo Clearing Services, LLC

Salt Lake City, UT

Tacoma, WA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2026-07-28
TX RA APPROVED 2026-07-22
  • UT RA
    APPROVED
    Since 2026-07-28
  • TX RA
    APPROVED
    Since 2026-07-22

Branch Locations

299 S Main St 7Th Fl, Salt Lake City, UT 84111 • United States

1201 Pacific Ave, Tacoma, WA 98402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Jackson WY 11/2015 Present
Wells Fargo Advisors, Llc Jackson WY 11/2015 11/2016
Wells Fargo Clearing Services, Llc Jackson WY 11/2016 04/2017
Wells Fargo Clearing Services Jackson WY 02/2021 07/2021
Wells Fargo Clearing Services Salt Lake City UT 06/2026 Present
  • 11/2015 → Present
    Wells Fargo Bank
    Jackson, WY
  • 11/2015 → 11/2016
    Wells Fargo Advisors, Llc
    Jackson, WY
  • 11/2016 → 04/2017
    Wells Fargo Clearing Services, Llc
    Jackson, WY
  • 02/2021 → 07/2021
    Wells Fargo Clearing Services
    Jackson, WY
  • 06/2026 → Present
    Wells Fargo Clearing Services
    Salt Lake City, UT
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-07-22
S63 Uniform Securities Agent State Law Examination 1994-10-07
  • S66 Uniform Combined State Law Examination
    2026-07-22
  • S63 Uniform Securities Agent State Law Examination
    1994-10-07
Other Names
  • Stefan Marshall Rosen

View on SEC IAPD

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