Stephen Michael Franko

Current Employers

Independence Capital Co., Inc.

5579 Pearl Road, Ste 100, Parma, OH 44129 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED_RES	2026-08-19

OH RA
APPROVED_RES

Since 2026-08-19

Branch Locations

5579 Pearl Road, Suite 100, Parma, OH 44129 • UNITED STATES

1215 Yauger Road, Mt. Vernon, OH 43050 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
First Knox National Bank	Mt. Vernon	OH	09/1997	Present
Essex National Securities, Inc.	Newark	OH	09/1997	Present

09/1997 → Present

First Knox National Bank

Mt. Vernon, OH
09/1997 → Present

Essex National Securities, Inc.

Newark, OH

Other Businesses

Insurance Agent, fixed life, annuity, long term care, disability and health insurance, 1215 Yauger Road PO Box 631 Mt. Vernon OH 43050, 08/2000, 5-15 hrs/month, Compensation: Commission

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1994-10-06

S63 Uniform Securities Agent State Law Examination

1994-10-06

Other Names

Steve Franko
Stephen M Franko

View on SEC IAPD

Current Employers

Independence Capital Co., Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Names

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