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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2026-08-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bmo Bank | Green Bay | WI | 01/2013 | Present |
| Lpl Financial Llc | Green Bay | WI | 10/2024 | Present |
1 - 09/12/2024 - BMO Investment Services - DBA for LPL Business (entity for LPL business) - Inv Related - At reported business location(s). 2 - 09/12/2024 - BMO Bank - Financial Institution Duty - Inv Related - 160 Hours/Month - 8 Hours During Trading - WI 54311 - OBA Start Date: 10/30/2024. 3 - 09/12/2024 - BMO Bank - Notary - Inv Related - 1 Hour/Month - 1 Hour During Trading - WI 54303 - OBA Start Date: 10/30/2024.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-08-03 |
| S63 | Uniform Securities Agent State Law Examination | 2024-12-16 |
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