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Brendan Powers

Stifel, Nicolaus & Company, Incorporated

New York, NY

CRD 7938145

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Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-08-26
  • NY RA
    APPROVED
    Since 2026-08-26

Branch Locations

1095 Avenue Of The Americas 3Rd & 4Th Floors, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Chase Newark DE 06/2025 08/2025
Stifel, Nicolaus & Company, Incorporated Skaneateles NY 06/2024 08/2024
Stifel, Nicolaus & Company, Incorporated New York NY 07/2026 Present
School Skaneateles NY 07/2016 05/2026
Skaneateles Country Club Skaneateles NY 05/2019 08/2022
Skaneateles Country Club Skaneateles NY 06/2023 08/2023
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-01-27
  • S66 Uniform Combined State Law Examination
    2026-01-27

View on SEC IAPD

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