John Patrick Mcauliffe

Employer firm

Compound Planning, Inc. CRD 171787

$4.85B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Periodicals / newsletters
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2016 → 04/2018
  Clarion Wealth Management Partners
  Fairfax, VA
• 04/2018 → 06/2020
  Raffa Wealth Management
  Washington, DC
• 06/2020 → 03/2021
  Unemployed
  Washington, DC
• 04/2021 → 03/2022
  Mercer Global Advisor
  Midlothian, VA
• 04/2022 → 01/2023
  Royal Alliance
  Raleigh, NC
• 11/2024 → Present
  Compound Planning
  New York, NY
• 01/2023 → 11/2024
  Unemployed
  Richmond, VA

Previous Registrations

• 2022-09-01 → 2023-01-31
  Osaic Wealth, Inc.
  Henrico, VA
• 2018-05-18 → 2020-12-07
  Raffa Investment Advisers
  Washington, DC
• 2017-05-26 → 2018-04-11
  Commonwealth Financial Network
  Fairfax, VA

Exams

• S63 Uniform Securities Agent State Law Examination
  2022-11-18
• S66 Uniform Combined State Law Examination
  2017-04-06