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John Patrick Mcauliffe

Compound Planning, Inc.

New York, NY

Richmond, VA

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Current Employers
Compound Planning, Inc.

115 Broadway 5Th Floor, New York, NY 10006 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2024-12-02
  • VA RA
    APPROVED
    Since 2024-12-02

Branch Locations

115 Broadway 5Th Floor, New York, NY 10006 • United States

Richmond, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Clarion Wealth Management Partners Fairfax VA 08/2016 04/2018
Raffa Wealth Management Washington DC 04/2018 06/2020
Unemployed Washington DC 06/2020 03/2021
Mercer Global Advisor Midlothian VA 04/2021 03/2022
Royal Alliance Raleigh NC 04/2022 01/2023
Compound Planning New York NY 11/2024 Present
Unemployed Richmond VA 01/2023 11/2024
  • 08/2016 → 04/2018
    Clarion Wealth Management Partners
    Fairfax, VA
  • 04/2018 → 06/2020
    Raffa Wealth Management
    Washington, DC
  • 06/2020 → 03/2021
    Unemployed
    Washington, DC
  • 04/2021 → 03/2022
    Mercer Global Advisor
    Midlothian, VA
  • 04/2022 → 01/2023
    Royal Alliance
    Raleigh, NC
  • 11/2024 → Present
    Compound Planning
    New York, NY
  • 01/2023 → 11/2024
    Unemployed
    Richmond, VA
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2022-11-18
S66 Uniform Combined State Law Examination 2017-04-06
  • S63 Uniform Securities Agent State Law Examination
    2022-11-18
  • S66 Uniform Combined State Law Examination
    2017-04-06

View on SEC IAPD

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Other Offices

ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
LEEDS EQUITY PARTNERS · NEW YORK, NY

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