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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-07-31
  • TX RA
    APPROVED
    Since 2026-07-31

Branch Locations

162 W. Mill Street, New Braunfels, TX 78130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc New Braunfels TX 04/2025 Present
4Life Wealth Advisors New Braunfels TX 04/2025 Present
Texas A&M University College Station TX 03/2020 03/2025
Northwestern Mutual Austin TX 05/2024 08/2024
Rebels Bar And Draft College Station TX 05/2023 08/2023
Chicken Express Leander TX 12/2018 04/2019
Student Austin TX 01/2015 12/2018
Student Leander TX 04/2019 03/2020
  • 04/2025 → Present
    New Braunfels, TX
  • 04/2025 → Present
    4Life Wealth Advisors
    New Braunfels, TX
  • 03/2020 → 03/2025
    Texas A&M University
    College Station, TX
  • 05/2024 → 08/2024
    Northwestern Mutual
    Austin, TX
  • 05/2023 → 08/2023
    Rebels Bar And Draft
    College Station, TX
  • 12/2018 → 04/2019
    Chicken Express
    Leander, TX
  • 01/2015 → 12/2018
    Student
    Austin, TX
  • 04/2019 → 03/2020
    Student
    Leander, TX
Other Businesses

1. 03/2026 - 4Life Wealth Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - 160 Hrs/Mth - 120 Hrs During Trading - At Reported Business Location(s) - OBA Start Date: 04/07/2026

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-07-29
  • S66 Uniform Combined State Law Examination
    2026-07-29
Other Names
  • David Ferguson

View on SEC IAPD

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