David R Ferguson

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2025 → Present
  Lpl Financial, Llc
  New Braunfels, TX
• 04/2025 → Present
  4Life Wealth Advisors
  New Braunfels, TX
• 03/2020 → 03/2025
  Texas A&M University
  College Station, TX
• 05/2024 → 08/2024
  Northwestern Mutual
  Austin, TX
• 05/2023 → 08/2023
  Rebels Bar And Draft
  College Station, TX
• 12/2018 → 04/2019
  Chicken Express
  Leander, TX
• 01/2015 → 12/2018
  Student
  Austin, TX
• 04/2019 → 03/2020
  Student
  Leander, TX

Other Businesses

1. 03/2026 - 4Life Wealth Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - 160 Hrs/Mth - 120 Hrs During Trading - At Reported Business Location(s) - OBA Start Date: 04/07/2026

Exams

• S66 Uniform Combined State Law Examination
  2026-07-29

Other Names

• David Ferguson