Best Investors Account Sign in
Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-08-21
TX RA APPROVED 2026-08-21
  • NY RA
    APPROVED
    Since 2026-08-21
  • TX RA
    APPROVED
    Since 2026-08-21

Branch Locations

390 Madison Ave, New York, NY 10017 • United States

390 Madison Avenue Floor 29, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc New York NY 11/2023 Present
Jpmorgan Chase Bank, N.A. New York NY 08/2022 Present
Amazon West Palm Beach FL 08/2022 08/2022
La Fitness Paramus NJ 01/2022 06/2022
Walmart Secaucus NJ 02/2019 01/2022
Valet Kings North Bergen NJ 07/2019 09/2019
Papa Johns West New York NJ 07/2018 01/2019
Paladin Amusements Kearny NJ 06/2022 07/2022
New Fun Services Llc Fairfield NJ 06/2022 07/2022
Macy's Wellington FL 08/2022 08/2022
Unemployed West New York NJ 11/2013 06/2018
New York University New York NY 10/2025 Present
  • 11/2023 → Present
    New York, NY
  • 08/2022 → Present
    Jpmorgan Chase Bank, N.A.
    New York, NY
  • 08/2022 → 08/2022
    Amazon
    West Palm Beach, FL
  • 01/2022 → 06/2022
    La Fitness
    Paramus, NJ
  • 02/2019 → 01/2022
    Walmart
    Secaucus, NJ
  • 07/2019 → 09/2019
    Valet Kings
    North Bergen, NJ
  • 07/2018 → 01/2019
    Papa Johns
    West New York, NJ
  • 06/2022 → 07/2022
    Paladin Amusements
    Kearny, NJ
  • 06/2022 → 07/2022
    New Fun Services Llc
    Fairfield, NJ
  • 08/2022 → 08/2022
    Macy's
    Wellington, FL
  • 11/2013 → 06/2018
    Unemployed
    West New York, NJ
  • 10/2025 → Present
    New York University
    New York, NY
Other Businesses

Entity Name: Lyft Investment related: No "Address: https://www.lyft.com/" Nature of the other business: Rideshare Position/Title/Relationship: Employee/Contractor Start Date: 10/05/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: It is a rideshare business and I only plan on doing it occasionally to generate extra income. Entity Name: New York University Investment related: No "Address: 44 W 4th St, New York, NY 10012 https://www.stern.nyu.edu/" Nature of the other business: Educational Position/Title/Relationship: Employee/Contractor Start Date: 10/01/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: It is for a graduate ambassador position focused on providing prospective students with information about the school. It will require coffee chats, email contact, and weekly presentations.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-08-21
S63 Uniform Securities Agent State Law Examination 2024-02-12
  • S66 Uniform Combined State Law Examination
    2026-08-21
  • S63 Uniform Securities Agent State Law Examination
    2024-02-12

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in New York, NY

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor