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Winnie Cao

Morgan Stanley

Pasadena, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-07-27
  • CA RA
    APPROVED
    Since 2026-07-27

Branch Locations

55 South Lake Avenue Pasadena Towers - Tower Ii Suite 700, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Pasadena CA 09/2024 Present
Colorful Tours Inc. San Gabriel CA 04/2024 06/2024
Tt Healthcare - 986 Pharmacy Rosemead Rosemead CA 06/2021 08/2022
Morgan Stanley Pasadena CA 09/2023 11/2023
Mark Keppel High School Alhambra CA 08/2016 05/2020
Pasadena City College Pasadena CA 08/2020 05/2022
University Of California, Los Angeles Los Angeles CA 09/2022 06/2024
Unemployed Covina CA 05/2020 08/2020
Unemployed Covina CA 06/2024 09/2024
  • 09/2024 → Present
    Morgan Stanley
    Pasadena, CA
  • 04/2024 → 06/2024
    Colorful Tours Inc.
    San Gabriel, CA
  • 06/2021 → 08/2022
    Tt Healthcare - 986 Pharmacy Rosemead
    Rosemead, CA
  • 09/2023 → 11/2023
    Morgan Stanley
    Pasadena, CA
  • 08/2016 → 05/2020
    Mark Keppel High School
    Alhambra, CA
  • 08/2020 → 05/2022
    Pasadena City College
    Pasadena, CA
  • 09/2022 → 06/2024
    University Of California, Los Angeles
    Los Angeles, CA
  • 05/2020 → 08/2020
    Unemployed
    Covina, CA
  • 06/2024 → 09/2024
    Unemployed
    Covina, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-07-27
  • S66 Uniform Combined State Law Examination
    2026-07-27

View on SEC IAPD

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Other Offices

CMR CAPITAL MANAGEMENT, LLC · PASADENA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PASADENA, CA
STRATEGY ASSET MANAGERS L.L.C. · PASADENA, CA
MML INVESTORS SERVICES, LLC · Pasadena, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PASADENA, CA
NASDAQ DORSEY WRIGHT · Pasadena, CA
U.S. BANCORP ADVISORS, LLC · Pasadena, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Pasadena, CA

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