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Nicholas Lien

Morgan Stanley

New York, NY

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-08-12
NY RA APPROVED 2026-08-11
TX RA APPROVED 2026-08-11
  • NJ RA
    APPROVED
    Since 2026-08-12
  • NY RA
    APPROVED
    Since 2026-08-11
  • TX RA
    APPROVED
    Since 2026-08-11

Branch Locations

1585 Broadway, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley New York NY 07/2026 Present
Morgan Stanley New York NY 06/2025 08/2025
John Hancock Boston MA 01/2024 06/2024
Playfair Planning Brooklyn NY 09/2023 12/2023
Northeastern University Boston MA 09/2022 04/2026
Leonia Middle/High School Leonia NJ 07/2016 06/2022
  • 07/2026 → Present
    Morgan Stanley
    New York, NY
  • 06/2025 → 08/2025
    Morgan Stanley
    New York, NY
  • 01/2024 → 06/2024
    John Hancock
    Boston, MA
  • 09/2023 → 12/2023
    Playfair Planning
    Brooklyn, NY
  • 09/2022 → 04/2026
    Northeastern University
    Boston, MA
  • 07/2016 → 06/2022
    Leonia Middle/High School
    Leonia, NJ
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2026-08-28
S65 Uniform Investment Adviser Law Examination 2026-08-11
  • S63 Uniform Securities Agent State Law Examination
    2026-08-28
  • S65 Uniform Investment Adviser Law Examination
    2026-08-11

View on SEC IAPD

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Other Offices

ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
LEEDS EQUITY PARTNERS · NEW YORK, NY

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