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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-08-24 |
| TX | RA | APPROVED | 2026-08-24 |
Branch Locations
270 Park Avenue Floors 24 And 25, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | New York | NY | 06/2026 | Present |
| J.P. Morgan Securities Llc | New York | NY | 06/2026 | Present |
| J.P. Morgan Institutional Investments Inc. | New York | NY | 07/2023 | 05/2026 |
| J.P. Morgan Investment Management Inc. | New York | NY | 07/2023 | 05/2026 |
| Unemployed | Keyport | NJ | 06/2023 | 06/2023 |
| George Washington University | Washington | DC | 08/2022 | 05/2023 |
| George Washington University | Washington | DC | 08/2019 | 05/2023 |
| George Washington University | Washington | DC | 09/2021 | 05/2022 |
| Jim Curley Buick Gmc | Holmdel | NJ | 12/2020 | 08/2021 |
| Pricewaterhousecoopers | New York | NY | 06/2021 | 07/2021 |
| Kilbride And Cagnina Real Estate | Holmdel | NJ | 09/2020 | 05/2021 |
| Unemployed | Keyport | NJ | 06/2016 | 07/2019 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-08-24 |
| S63 | Uniform Securities Agent State Law Examination | 2023-08-19 |
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