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New York Life Investment Management LLC CRD 109591
$121B regulatory AUM 1 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
51 Madison Avenue, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-08-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Investments | New York | NY | 08/2024 | Present |
| Grid One Solutions | Binghamton | NY | 02/2025 | 05/2025 |
| East End Restaurants Group | Mattituck | NY | 05/2017 | 08/2025 |
| Unemployed | Cutchogue | NY | 05/2025 | 07/2025 |
| Binghamton University | Binghamton | NY | 08/2021 | 01/2025 |
| Legends | New Suffolk | NY | 06/2016 | 09/2016 |
| Brauns Seafood | New Suffolk | NY | 05/2020 | 07/2020 |
| Strong's Marina | Mattituck | NY | 07/2020 | 09/2020 |
| Greenport Marina | Greenport | NY | 05/2020 | 08/2020 |
| New York Life | New York | NY | 06/2024 | 08/2024 |
| Rocco A. Carriero Wealth | Southampton | NY | 06/2023 | 08/2023 |
| Student | Cutchogue | NY | 10/2015 | 06/2021 |
NSP Ventures; 1975 Skunk Lane Cutchogue, NY; not investment related; Owner of LLC; 0 hours per month; open but not currently being used.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-08-05 |
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