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Charles Spencer Canell

Wells Fargo Clearing Services, LLC

New York, NY

CRD 7754239

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-08-14
NY RA APPROVED 2026-07-27
  • TX RA
    APPROVED
    Since 2026-08-14
  • NY RA
    APPROVED
    Since 2026-07-27

Branch Locations

280 Park Ave 27Th & 29Th Fls, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rockefeller Capital Management New York NY 06/2024 08/2024
Ubs New York NY 06/2023 08/2023
University Of Wisconsin- Madison Madison WI 08/2021 05/2025
Manhattan Beer Distributors Yonkers NY 05/2022 08/2022
Purchase Day Camp Purchase NY 06/2021 08/2021
N/A Purchase NY 09/2015 06/2021
Stifel New York NY 06/2025 10/2025
Wells Fargo Clearing Services, Llc New York NY 10/2025 Present
  • 06/2024 → 08/2024
    Rockefeller Capital Management
    New York, NY
  • 06/2023 → 08/2023
    Ubs
    New York, NY
  • 08/2021 → 05/2025
    University Of Wisconsin- Madison
    Madison, WI
  • 05/2022 → 08/2022
    Manhattan Beer Distributors
    Yonkers, NY
  • 06/2021 → 08/2021
    Purchase Day Camp
    Purchase, NY
  • 09/2015 → 06/2021
    N/A
    Purchase, NY
  • 06/2025 → 10/2025
    Stifel
    New York, NY
  • 10/2025 → Present
    Wells Fargo Clearing Services, Llc
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-07-27
  • S66 Uniform Combined State Law Examination
    2026-07-27
Other Names
  • Charlie Spencer Canell

View on SEC IAPD

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