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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2026-07-24 |
Branch Locations
1701 Platte Street Suite 131, Denver, CO 80202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Denver | CO | 04/2018 | Present |
| Innovative Prosthetics Solutions, Inc | Lake Forest | CA | 03/2017 | 06/2017 |
| La Habra School District | La Habra | CA | 01/2017 | 10/2017 |
| Fullerton School District | Fullerton | CA | 01/2017 | 10/2017 |
| Colorado Retina Associates | Golden | CO | 11/2017 | 03/2018 |
| Unemployed | La Habra | CA | 04/2016 | 03/2017 |
| Charles Schwab Bank, Ssb | Denver | CO | 07/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-07-24 |
| S63 | Uniform Securities Agent State Law Examination | 2019-01-11 |
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