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Alexander Rocco Maroccia

Hightower Advisors, LLC

New York, NY

Chicago, IL

CRD 6927799

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Employer firm

Hightower Advisors, LLC CRD 145323

$199B regulatory AUM 500 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-07-16
  • NY RA
    APPROVED
    Since 2026-07-16

Branch Locations

300 Madison Ave 29Th Fl, New York, NY 10017 • United States

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Berenberg Capital Markets, Llc New York NY 04/2018 06/2021
Kpmg Llp Mclean VA 08/2016 04/2018
Infusive New York NY 06/2021 04/2022
Hightower Chicago IL 04/2022 Present
  • 04/2018 → 06/2021
    Berenberg Capital Markets, Llc
    New York, NY
  • 08/2016 → 04/2018
    Kpmg Llp
    Mclean, VA
  • 06/2021 → 04/2022
    Infusive
    New York, NY
  • 04/2022 → Present
    Hightower
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-07-16
S63 Uniform Securities Agent State Law Examination 2018-06-01
  • S65 Uniform Investment Adviser Law Examination
    2026-07-16
  • S63 Uniform Securities Agent State Law Examination
    2018-06-01

View on SEC IAPD

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Nearby Offices

ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY

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