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Alexander Rocco Maroccia

Hightower Advisors, LLC

New York, NY

Chicago, IL

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Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-07-16
  • NY RA
    APPROVED
    Since 2026-07-16

Branch Locations

300 Madison Ave 29Th Fl, New York, NY 10017 • United States

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Berenberg Capital Markets, Llc New York NY 04/2018 06/2021
Kpmg Llp Mclean VA 08/2016 04/2018
Infusive New York NY 06/2021 04/2022
Hightower Chicago IL 04/2022 Present
  • 04/2018 → 06/2021
    Berenberg Capital Markets, Llc
    New York, NY
  • 08/2016 → 04/2018
    Kpmg Llp
    Mclean, VA
  • 06/2021 → 04/2022
    Infusive
    New York, NY
  • 04/2022 → Present
    Hightower
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-07-16
S63 Uniform Securities Agent State Law Examination 2018-06-01
  • S65 Uniform Investment Adviser Law Examination
    2026-07-16
  • S63 Uniform Securities Agent State Law Examination
    2018-06-01

View on SEC IAPD

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P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
LEEDS EQUITY PARTNERS · NEW YORK, NY

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