Anthony Jose Calderon

Employer firm

Peak Financial Planning CRD 317288

$93.0M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2017 → 09/2020
  Charles Schwab & Co., Inc.
  Phoenix, AZ
• 11/2016 → 02/2017
  Barton Assocates Inc.
  Tempe, AZ
• 03/2017 → 04/2017
  Unemployed
  Scottsdale, AZ
• 08/2016 → 10/2016
  Unemployed
  Sierra Vista, AZ
• 01/2021 → 09/2021
  Cwm, Llc Dba Carson Partners
  Scottsdale, AZ
• 12/2020 → 09/2021
  Cetera Advisor Networks
  Scottsdale, AZ
• 12/2020 → 09/2021
  Pangea Wealth
  Scottsdale, AZ
• 10/2021 → 10/2023
  Versant Capital Management
  Scottsdale, AZ
• 10/2023 → 05/2024
  Trajan Wealth, L.L.C.
  Scottsdale, AZ
• 06/2024 → 01/2025
  Orion Portfolio Solutions
  Omaha, NE
• 02/2025 → 01/2026
  State Street Global Advisors Funds Distributors, Llc
  Boston, MA
• 02/2025 → 01/2026
  State Street Global Advisors Trust Company
  Boston, MA
• 02/2026 → 04/2026
  Unemployed
  Phoenix, AZ
• 04/2026 → Present
  Peak Financial Planning
  Canoga Park, CA

Previous Registrations

• 2024-06-28 → 2025-01-02
  Orion Portfolio Solutions, Llc
  Omaha, NE
• 2023-11-09 → 2024-06-21
  Trajan Wealth, L.L.C.
  Scottsdale, AZ
• 2021-11-01 → 2023-10-24
  Versant Capital Management, Inc.
  Phoenix, AZ
• 2021-01-07 → 2021-10-05
  Cwm, Llc
  Las Cruces, NM
  El Paso, TX
  Scottsdale, AZ
  Omaha, NE
• 2018-12-06 → 2020-09-18
  Charles Schwab & Co., Inc.
  Phoenix, AZ

Exams

• S63 Uniform Securities Agent State Law Examination
  2025-03-24
• S66 Uniform Combined State Law Examination
  2018-12-06

Designations

• Certified Financial Planner

Other Names

• Anthony J Calderon