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3500 W. Olive Ave Suite 730, Burbank, CA 91505 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-02-15 |
Branch Locations
6928 Owensmouth Ave #200, Woodland Hills, CA 91303 • United States
3500 W. Olive Ave Suite 730, Burbank, CA 91505 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pinnacle Estate Properties, Inc. | Valencia | CA | 09/2015 | 05/2018 |
| National Planning Corporation | Santa Clarita | CA | 05/2016 | 11/2017 |
| Lpl Financial Llc | Santa Clarita | CA | 11/2017 | 12/2018 |
| Financial Security Management, Inc | Santa Clarita | CA | 01/2017 | 11/2017 |
| Kovack Securities, Llc | Fort Lauderdale | FL | 11/2020 | 11/2021 |
| Exp Realty Of California | Stevenson Ranch | CA | 08/2018 | 12/2022 |
| Lyndhurst Securities, Inc. | Woodland Hills | CA | 02/2022 | Present |
1) Pompeii Holdings LLC; investment related; 300 Delaware Avenue, Suite 210-A, Wilmington, DE 19801; invests in small businesses that need capital injection; member; compensated by percentage of profits or interest; 0% spent during trading hours. 2) Tortuga Holding Company, LLC; non-investment related; 300 West Glenoaks Boulevard, Suite 202, Glendale, CA 91202; holding company for purpose of holding interest in small, non-investment related businesses; member; compensated by percentage of profits or interest; 0% spent during trading hours. 3) Glasswing Consulting, Inc.; non-investment related; 6928 Owensmouth Avenue, Suite 200, Woodland Hills, CA 91303; president of consulting company providing business, operational, and compliance support to broker/dealers, RIAs, and fund companies; compensated by contract; 40% spent during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-08-08 |
| S65 | Uniform Investment Adviser Law Examination | 1992-09-29 |
| S63 | Uniform Securities Agent State Law Examination | 1990-11-08 |
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