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Serria Tawan Rego

LPl Financial LLC

Canoga Park, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-18
IL RA APPROVED 2026-03-17
NJ RA APPROVED 2026-03-17
CA RA APPROVED 2026-03-16
  • TX RA
    APPROVED_RES
    Since 2026-03-18
  • IL RA
    APPROVED
    Since 2026-03-17
  • NJ RA
    APPROVED
    Since 2026-03-17
  • CA RA
    APPROVED
    Since 2026-03-16

Branch Locations

21515 Vanowen Street Ste 2129, Canoga Park, CA 91303 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dance Team C/O Pat Lacey Santa Monica CA 04/2010 04/2018
World Financial Group, Inc. Woodland Hills CA 10/2012 03/2026
Transamerica Financial Advisors, Inc Woodland Hills CA 11/2012 03/2026
Zein Insurance Services Woodland Hills CA 10/2013 01/2020
Pei Beverly Hills CA 11/2002 01/2020
United American Insurance Company Mckinney TX 06/2017 01/2020
Estately. Woodland Hills CA 01/2025 03/2026
Estately. Woodland Hills CA 01/2025 03/2026
Estately. Woodland Hills CA 01/2025 03/2026
Lpl Financial Llc Canoga Park CA 03/2026 Present
  • 04/2010 → 04/2018
    Dance Team C/O Pat Lacey
    Santa Monica, CA
  • 10/2012 → 03/2026
    World Financial Group, Inc.
    Woodland Hills, CA
  • 11/2012 → 03/2026
    Transamerica Financial Advisors, Inc
    Woodland Hills, CA
  • 10/2013 → 01/2020
    Zein Insurance Services
    Woodland Hills, CA
  • 11/2002 → 01/2020
    Pei
    Beverly Hills, CA
  • 06/2017 → 01/2020
    United American Insurance Company
    Mckinney, TX
  • 01/2025 → 03/2026
    Estately.
    Woodland Hills, CA
  • 01/2025 → 03/2026
    Estately.
    Woodland Hills, CA
  • 01/2025 → 03/2026
    Estately.
    Woodland Hills, CA
  • 03/2026 → Present
    Lpl Financial Llc
    Canoga Park, CA
Previous Registrations
  • 2012-11-08 → 2026-03-16
    Transamerica Financial Advisors, Llc
    Woodland Hills, CA
    Burr Ridge, IL
    Chicago, IL
    Moorpark, CA
    Woodland Hills, CA
  • 2009-01-23 → 2012-10-31
    Waddell & Reed
    Las Vegas, NV
  • 2008-10-06 → 2008-12-01
    Edward Jones
    Los Angeles, CA
    St Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-10-03
S63 Uniform Securities Agent State Law Examination 1999-12-17
  • S66 Uniform Combined State Law Examination
    2008-10-03
  • S63 Uniform Securities Agent State Law Examination
    1999-12-17
Other Names
  • Serria Tawan Bishop
  • Serria Tawan Bishop
  • Serria Bishop

View on SEC IAPD

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TRANSAMERICA FINANCIAL ADVISORS, LLC
J.P. MORGAN SECURITIES LLC
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STATE FARM INVESTMENT MANAGEMENT CORP.

Other Investors

Kristina Marie Zimmerman
MICHAEL LAZARI KARAPETIAN
ARAX MALVINA RYVKIN
RICHARD WAYNE PLAMONDON
Rajiv Shah
Hagop Jack Karadanaian
Kirk Shahen Mekerdichian
EDWARD KELLY LEVI

Other Offices

LAZARI CAPITAL MANAGEMENT, INC. · Woodland Hills, CA
AMERIPRISE FINANCIAL SERVICES, LLC · Woodland Hills, CA
LPL FINANCIAL LLC · WOODLAND HILLS, CA
ODER INVESTMENT MANAGEMENT, LLC · WOODLAND HILLS, CA
COULOMBE AND SONS WEALTH MANAGEMENT · WOODLAND HILLS, CA
TRANSAMERICA FINANCIAL ADVISORS, LLC · WOODLAND HILLS, CA
LPL FINANCIAL LLC · WOODLAND HILLS, CA
J.P. MORGAN SECURITIES LLC · CANOGA PARK, CA

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