Richard Wayne Plamondon

Employer firm

Lazari Capital Management, Inc. CRD 172932

$691M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → 10/2018
  Mutual Securities
  Camarillo, CA
• 10/2018 → Present
  Lazari Capital Management, Inc.
  Woodland Hills, CA

Previous Registrations

• 2013-07-01 → 2018-10-04
  Mutual Advisors, Llc
  Granada Hills, CA
• 2009-12-17 → 2013-07-09
  Mutual Securities, Inc.
  Westlake Village, CA
  Granada Hills, CA
• 2006-06-01 → 2009-12-17
  Wedbush Securities Inc.
  Los Angeles, CA
  Encino, CA

Other Businesses

1. INSURANCE AGENT, START: 04/30/2014, SOLE PROPRIETOR, 17960 MAYERLING ST. GRANADA HILLS, CA 91344, AGENT/SELL MEDICARE INSURANCE PRODUCTS, NOT INVESTMENT RELATED, 1 HOUR PER MONTH, 0 HOURS PER DAY DURING TRADING HOURS.

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-01-11
• S63 Uniform Securities Agent State Law Examination
  1989-11-27

Other Names

• Diek Plamondon
• Richard W Plamondon