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Richard Wayne Plamondon

Lazari Capital Management, Inc.

Burbank, CA

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Current Employers
Lazari Capital Management, Inc.

3500 W. Olive Ave Suite 730, Burbank, CA 91505 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-09-16
NV RA APPROVED 2019-12-10
CA RA APPROVED 2018-10-09
  • NY RA
    APPROVED
    Since 2021-09-16
  • NV RA
    APPROVED
    Since 2019-12-10
  • CA RA
    APPROVED
    Since 2018-10-09

Branch Locations

3500 W. Olive Ave Suite 730, Burbank, CA 91505 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mutual Securities Camarillo CA 06/2009 10/2018
Lazari Capital Management, Inc. Woodland Hills CA 10/2018 Present
Previous Registrations
  • 2013-07-01 → 2018-10-04
    Granada Hills, CA
  • 2009-12-17 → 2013-07-09
    Mutual Securities, Inc.
    Westlake Village, CA
    Granada Hills, CA
  • 2006-06-01 → 2009-12-17
    Los Angeles, CA
    Encino, CA
Other Businesses

1. INSURANCE AGENT, START: 04/30/2014, SOLE PROPRIETOR, 17960 MAYERLING ST. GRANADA HILLS, CA 91344, AGENT/SELL MEDICARE INSURANCE PRODUCTS, NOT INVESTMENT RELATED, 1 HOUR PER MONTH, 0 HOURS PER DAY DURING TRADING HOURS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-01-11
S63 Uniform Securities Agent State Law Examination 1989-11-27
  • S65 Uniform Investment Adviser Law Examination
    2006-01-11
  • S63 Uniform Securities Agent State Law Examination
    1989-11-27
Other Names
  • Diek Plamondon
  • Richard W Plamondon

View on SEC IAPD

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