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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-09-05 |
| TX | RA | APPROVED_RES | 2025-09-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Planning Corporation | Burbank | CA | 02/2009 | 09/2017 |
| Independent Financial Group, Llc | Burbank | CA | 09/2017 | 07/2023 |
| In-Home Supportive Svcs (Ihss) | Glendale | CA | 01/2023 | 07/2023 |
| Comprehensive Financial Services | Burbank | CA | 12/2000 | 12/2016 |
| Luke Services, Inc. Dba Comprehensive Financial Services | Burbank | CA | 12/2017 | 09/2023 |
| Avantax Investment Services Inc. | Burbank | CA | 07/2023 | 09/2025 |
| Avantax Insurance Agency, Llc | Burbank | CA | 07/2023 | 09/2023 |
| Avantax Advisory Services | Burbank | CA | 07/2023 | 09/2025 |
| Luke Services, Inc. Dba Comprehensive Financial Services | Burbank | CA | 12/2017 | Present |
| Avantax Insurance Agency And/Or Avantax Insurance Services | Burbank | CA | 08/2023 | 09/2025 |
| Cetera Wealth Services, Llc | El Segundo | CA | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) NAME OF OTHER BUSINESS: LUKE SERVICES INC. DBA COMPREHENSIVE FINANCIAL SERVICES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL AND INSURANCE SERVICES; START DATE: 03/2018; POSITION/TITLE/RELATIONSHIP: OWNER/PRESIDENT; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL AND INSURANCE SERVICES; 2) NAME OF OTHER BUSINESS: LUKE FAMILY TRUST INVESTMENT RELATED: NO; ADDRESS: 1308 ARISTO ST. GLENDALE, CA 91201; NATURE OF BUSINESS: RENTAL PROPERTY ; START DATE: 5/2025; POSITION/TITLE/RELATIONSHIP: CO-OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: MAINTAIN PROPERTY AND MANAGE TENANT RELATIONSHIP, COLLECT RENT; 3) NAME OF OTHER BUSINESS: LUKE FAMILY TRUST INVESTMENT RELATED: NO; ADDRESS: 848 IDLEWOOD RD. GLENDALE, CA 91202; NATURE OF BUSINESS: RENTAL PROPERTY ; START DATE: 5/2025; POSITION/TITLE/RELATIONSHIP: CO-OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: MAINTAIN PROPERTY AND MANAGE TENANT RELATIONSHIP, COLLECT RENT; 4) NAME OF OTHER BUSINESS: LUKE FAMILY TRUST INVESTMENT RELATED: NO; ADDRESS: 3811 W. BURBANK BLVD BURBANK, CA 91505; NATURE OF BUSINESS: RENTAL PROPERTY ; START DATE: 5/2025; POSITION/TITLE/RELATIONSHIP: CO-OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: MAINTAIN PROPERTY AND MANAGE TENANT RELATIONSHIP, COLLECT RENT;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1999-12-15 |
| S65 | Uniform Investment Adviser Law Examination | 1999-11-22 |
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