Rajiv Shah

Employer firm

Innovayte Capital CRD 333275

Reported services (Item 5G)

• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers
• PROMOTER ARRANGEMENTS WITH RIAS, PROVIDE TECHNOLOGY PLATFORM FOR MANAGED ACCOUNTS PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2017 → 07/2017
  Next Financial Group, Inc.
  Houston, TX
• 06/2015 → Present
  Rks Consulting Services
  Ft. Lauderdale, FL
• 07/2017 → 06/2018
  Niagara International Capital Limited
  Weston, FL
• 08/2017 → 06/2020
  Chalice Capital
  San Diego, CA
• 05/2018 → Present
  Lazari Capital Management, Inc.
  Woodland Hills, CA
• 06/2018 → Present
  Kingswood Capital Partners, Llc
  Weston, FL
• 09/2019 → Present
  Investment Placement Group
  San Diego, CA
• 02/2020 → Present
  Cgis Securities Llc
  Miami, FL
• 06/2020 → 04/2026
  Ef Hutton Llc (Fka Benchmark Investments, Inc)
  New York, NY
• 11/2020 → 05/2023
  Puente Servicios Financieros
  Miami, FL
• 05/2021 → 06/2023
  Puente Asesoramiento De Inversiones, Llc
  Miami, FL
• 02/2022 → 11/2022
  Kovack International Wealth Management Inc.
  Ft. Lauderdale, FL
• 05/2023 → Present
  Seminario Securities Llc
  Miami, FL
• 02/2022 → 11/2022
  Latin Securities, Inc
  1401 Brickell Ave, Suite 500, FL
• 12/2023 → 03/2024
  Bgv Securities
  Miami, FL
• 01/2024 → 10/2024
  Vlb Capital Llc
  Weston, FL
• 12/2024 → 03/2025
  Bancolombia Capital Llc
  Miami, FL
• 12/2024 → 03/2025
  Bancolombia Capital Advisers, Llc
  Miami, FL
• 12/2024 → 03/2025
  Zest Capital Llc
  Miami, FL
• 03/2025 → Present
  Kepler Capital Markets, Inc.
  New York, NY
• 04/2025 → Present
  Innovayte Capital Llc
  Weston, FL
• 04/2025 → Present
  Cibest Capital Securities Llc
  Miami, FL
• 04/2025 → Present
  Cibest Capital Advisory Services Llc
  Miami, FL
• 04/2026 → Present
  Vestly Capital
  Miami, FL
• 04/2026 → Present
  Seminario Asset Management Llc
  Miami, FL

Previous Registrations

• 2024-01-18 → 2026-08-03
  Innova Advisors
  Coral Gables, FL
  Weston, FL
• 2025-01-16 → 2025-04-07
  Zest
  Weston, FL
  Miami, FL
• 2024-09-19 → 2024-10-01
  Vlb Capital
  Weston, FL
  Weston, FL
• 2021-05-03 → 2023-06-20
  Puente Asesoramiento De Inversiones, Llc
  Miami, FL
  Weston, FL
• 2017-07-10 → 2017-07-26
  Next Financial Group, Inc.
  Saint Augustine, FL
• 2014-10-24 → 2015-06-08
  Deutsche Bank Securities Inc.
  Jacksonville, FL
  Jacksonville, FL
  Miami, FL
• 2011-05-11 → 2014-09-18
  Kovack Advisors, Inc.
  Ft. Lauderdale, FL
• 2011-04-28 → 2012-01-18
  Crescent Palm Capital Partners Llc
  Clearwater, FL
• 2008-05-15 → 2010-08-13
  Td Ameritrade, Inc.
  Fort Lauderdale, FL
• 2008-05-15 → 2010-08-13
  Td Ameritrade Investment Management, Llc
  Ft Lauderdale, FL
• 2005-02-17 → 2008-05-09
  Waddell & Reed
  Oakbrook, IL
  Jacksonville, FL
• 2004-03-03 → 2005-01-14
  Msi Financial Services, Inc.
  Springfield, IL
• 2003-03-07 → 2004-01-26
  Pruco Securities, Llc.
  Tampa, FL
• 2001-06-18 → 2002-10-25
  Prudential Equity Group, Llc
  Tampa, FL

Other Businesses

RKS CONSULTING SERVICES, LLC.; Investment Related: Start date: 6/1/2015 Title: Managing Director. Located in Weston, Florida. Hours per month devoted to other business: 20 hours; Some during trading hours; Job duties: Various consulting for B/D and RIA firms related to operations and compliance. Current Clients include: 1. INNOVAYTE CAPITAL, LLC; (PENDING REGISTRATION) Investment Related: Yes; Three Lincoln Center, Suite 320, 5430 LBJ Freeway, Dallas, TX 75240. Start date: 4/1/2025. 10 hours a month. 4 hours during market hours. Duties: Serve as firm's CCO. 2. KEPLER CAPITAL MARKETS, INC; (CRD#: 139148) Investment Related: Yes; 12 East 49th Street, 31st Floor, New York, NY 10017. Start date: 3/7/2025. 20 hours a month. 10 hours during market hours. Duties: General Supervision. 3. CIBEST CAPITAL SECURITIES, LLC (Formerly- Bancolombia Securities); (CRD#: 316232) Investment Related: Yes; 1221 Brickell Avenue, Suite 2010, Miami, FL 33131. Start date: 12/2/2024. 20 hours a month. 10 hours during market hours. Duties: Option Principal/General Supervision. 4. SEMINARIO SECURITIES; (CRD#: 315218) Investment Related: Yes; 95 Merrick Way, Suite 516, Coral Gables, FL 33134. Start date: 04/3/2024. 20 hours a month. 10 hours during market hours. Duties: Option Principal. 5. SHELLMAN INVESTMENT MANAGEMENT, LLC; (CRD#: 316579) Investment related: Yes; 2525 Ponce de Leon Blvd, Suite 300, Coral Gables, FL 33134. Start Date 2/12/2024.Time devoted 10 hours per month, 5 hours during trading hours. Duties: Serve as firm's CCO. 6. INNOVA ADVISORS; (CRD#: 318958) Investment Related: Yes; 1110 Brickell Avenue, Suite 802, Miami, FL 33133. Start date: 1/18/2024. 20 hours a month. 5 hours during market hours. Duties: Serve as firm's CCO. 7. CGIS SECURITIES, LLC; (CRD#: 155984) Investment Related: Yes; 990 Biscayne Blvd, Suite0-901, Miami, FL 33132. Start date: 02/10/2020. Time devoted: 10 hours a month. 5 hours during trading hours. Duties: Options Principal. 8. INVESTMENT PLACEMENT GROUP; (CRD#: 14458) Investment Related: Yes; 501 West Broadway, Suite 1350, San Diego, CA 92101. Start date: 9/5/2019. 20 hours per month. 10 hours during trading hours. Duties: Sales Supervision - review and approval of the firm's daily trade blotter. 9. KINGSWOOD CAPITAL PARTNERS; (CRD#: 288989) Investment Related: Yes; 11440 West Bernardo Court, Suite 300, San Diego, CA 92127. Start date: 06/15/2018. Time devoted: 30 hours per month. 15 hours during trading hours. Duties: Sales Supervision - review and approval of the firm's daily trade blotter, email review. 10. LAZARI CAPITAL MANAGEMENT, INC; (CRD#: 172932) Investment Related: Yes; 6928 Owensmouth Avenue, Suite 200, Los Angeles, CA 91303. Start date: 05/16/2018. Time Devoted: 20 hours per month. 10 hours during trading hours. Duties: Consultant - Provide advice and guidance directly to the firm's principal related to option and hedging strategies. 11. VESTLY CAPITAL (CRD#: 338920) Investment Related: Yes; 1111 Brickell Avenue, Suite 1850, Miami, FL 33133. Start date: August 2026. 40 hours a month. 20 hours during market hours. Duties: Chief Compliance Officer. 12. SEMINARIO ASSET MANAGEMENT (CRD#339039) Investment Related: Yes; 95 Merrick Way, Suite 516, Coral Gables, FL 33134. Start date: 04/1/2026. Duties: CCO.

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-08-03
• S63 Uniform Securities Agent State Law Examination
  2000-06-28

Other Names

• Rajiv Kirit Shah
• Rajiv K. Shah