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Keaton Marquard Zavis

Osaic Wealth, Inc.

Boulder, CO

Denver, CO

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2026-08-11
  • CO RA
    APPROVED
    Since 2026-08-11

Branch Locations

1510 28Th Street #100, Boulder, CO 80303 • United States

Denver, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network San Diego CA 04/2017 Present
Unemployed San Diego CA 02/2017 04/2017
Prospect Finacial Group San Diego CA 11/2016 02/2017
Unemployed San Diego CA 10/2016 11/2016
Tgg Management Company San Diego CA 11/2015 10/2016
  • 04/2017 → Present
    San Diego, CA
  • 02/2017 → 04/2017
    Unemployed
    San Diego, CA
  • 11/2016 → 02/2017
    Prospect Finacial Group
    San Diego, CA
  • 10/2016 → 11/2016
    Unemployed
    San Diego, CA
  • 11/2015 → 10/2016
    Tgg Management Company
    San Diego, CA
Previous Registrations
Other Businesses

Co-owner, Hello Penny Bar, LLC, a private entity providing mobile bar rentals; Located at 3172 Cabrillo Bay Ln, San Diego, CA 92110; as of 01/31/2023; 0% of time spent during business hours; Not Conducted at branch location; Not Investment related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-02-13
  • S66 Uniform Combined State Law Examination
    2019-02-13
Other Names
  • Keaton Marguard Zavis

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