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Employer firm

Neuberger Berman Bd LLC CRD 2908

Reported services (Item 5G)

  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-07-10
  • NY RA
    APPROVED
    Since 2026-07-10

Branch Locations

1290 Avenue Of The Americas, New York, NY 10104 • United States

Three Mile Bay, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bny Mellon Woodland Park NJ 05/2016 01/2017
Lord, Abbett & Co Llc Jersey City NJ 02/2017 05/2023
Transamerica Capital, Inc. Denver CO 05/2023 03/2026
Neuberger Berman Bd Llc New York NY 04/2026 Present
  • 05/2016 → 01/2017
    Bny Mellon
    Woodland Park, NJ
  • 02/2017 → 05/2023
    Jersey City, NJ
  • 05/2023 → 03/2026
    Transamerica Capital, Inc.
    Denver, CO
  • 04/2026 → Present
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-07-10
S66 Uniform Combined State Law Examination 2017-06-02
  • S65 Uniform Investment Adviser Law Examination
    2026-07-10
  • S66 Uniform Combined State Law Examination
    2017-06-02

View on SEC IAPD

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