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Courtney Distler Guerci

Wells Fargo Clearing Services, LLC

Napa, CA

Santa Rosa, CA

CRD 6728756

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-08-03
CA RA APPROVED 2026-07-29
  • TX RA
    APPROVED
    Since 2026-08-03
  • CA RA
    APPROVED
    Since 2026-07-29

Branch Locations

1455 First St Ste 201, Napa, CA 94559 • United States

3700 Old Redwood Hwy Ste 108, Santa Rosa, CA 95403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Wall NJ 02/2016 Present
Wells Fargo Clearing Services, Llc Wall NJ 11/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-07-29
S63 Uniform Securities Agent State Law Examination 2017-02-20
  • S66 Uniform Combined State Law Examination
    2026-07-29
  • S63 Uniform Securities Agent State Law Examination
    2017-02-20
Other Names
  • Courtney Elizabeth Distler
  • Courtney Guerci

View on SEC IAPD

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NAPA, CA
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