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Nora Obringer

J.P. Morgan Securities LLC

New York, NY

CRD 4679492

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-07-20
TX RA APPROVED 2026-07-20
  • NY RA
    APPROVED
    Since 2026-07-20
  • TX RA
    APPROVED
    Since 2026-07-20

Branch Locations

270 Park Avenue 22Nd And 23Rd Floors, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. New York NY 07/2026 Present
J.P. Morgan Securities Llc New York NY 07/2026 Present
Barclays New York NY 09/2008 07/2026
  • 07/2026 → Present
    Jpmorgan Chase Bank, N.A.
    New York, NY
  • 07/2026 → Present
    New York, NY
  • 09/2008 → 07/2026
    Barclays
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-05-18
S63 Uniform Securities Agent State Law Examination 2004-04-05
  • S65 Uniform Investment Adviser Law Examination
    2026-05-18
  • S63 Uniform Securities Agent State Law Examination
    2004-04-05
Other Names
  • Nora Obringer
  • Nora R Obringer
  • Nora Reidy Obringer

View on SEC IAPD

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