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1201 Network Centre Drive, Effingham, IL 62401 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2026-07-15 |
Branch Locations
1201 Network Centre Drive, Effingham, IL 62401 • United States
1801 Park 270 Drive, St. Louis, MO 63146 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scottrade, Inc. | St. Louis | MO | 08/2002 | 01/2018 |
| Wells Fargo Clearing Services, Llc | St. Louis | MO | 04/2018 | 03/2026 |
| Midland States Bank | St. Louis | MO | 03/2026 | Present |
| Midland Wealth Advisors, Llc | St. Louis | MO | 03/2026 | Present |
1) Midland States Bank; Not investment-related; Same address; Banking products and financial services; Manager - Risk and Compliance; Approx. 50% of time during the month.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-07-20 |
| S63 | Uniform Securities Agent State Law Examination | 2001-07-19 |
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