Phillip Suarez

Janney Montgomery Scott LLC

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Current Employers

Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2026-08-19
NY	RA	APPROVED	2026-08-17
TX	RA	APPROVED	2026-08-17

NJ RA
APPROVED

Since 2026-08-19
NY RA
APPROVED

Since 2026-08-17
TX RA
APPROVED

Since 2026-08-17

Branch Locations

1166 Avenue Of The Americas 21St Floor, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Bedminister	NJ	09/2013	03/2021
Rokefeller Financial Llc	New York	NY	03/2021	10/2023
Morgan Stanley	New York	NY	10/2023	02/2025
Janney Montgomery Scott Llc	Midtown	NY	08/2026	Present
Duck Donuts	Flemington	NJ	02/2025	08/2026

09/2013 → 03/2021

Ubs Financial Services Inc.

Bedminister, NJ
03/2021 → 10/2023

Rokefeller Financial Llc

New York, NY
10/2023 → 02/2025

Morgan Stanley

New York, NY
08/2026 → Present

Janney Montgomery Scott Llc

Midtown, NY
02/2025 → 08/2026

Duck Donuts

Flemington, NJ

Previous Registrations

2023-10-23 → 2025-02-25

Morgan Stanley

New York, NY

Hillsborough, NJ

Hillsborough, NJ
2021-03-17 → 2023-11-07

Rockefeller Financial Llc

New York, NY
2013-09-17 → 2021-03-23

Ubs Financial Services Inc.

Warren, NJ
2012-09-28 → 2013-09-26

Morgan Stanley

Bedminster, NJ
2008-12-24 → 2010-11-23

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Bridgewater, NJ
2002-04-05 → 2002-04-16

Ubs Financial Services Inc.

Florham Park, NJ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-12-18

S66 Uniform Combined State Law Examination

2008-12-18

Other Names

Phillip J Suarez
Phillip Suarez
Phillip Joseph Suarez

View on SEC IAPD

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BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY

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