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Current Employers
Aegis Capital Corp.

1345 Avenue Of The Americas 27Th Floor, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2026-08-06
  • CT RA
    APPROVED
    Since 2026-08-06

Branch Locations

1345 Avenue Of The Americas 27Th Floor, New York, NY 10105 • United States

1345 Avenue Of The Americas 27Th Floor, New York, NY 10105 • United States

Greenwich, CT • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Aegis Capital Corp. New York NY 10/2012 Present
Previous Registrations
Other Businesses

1) ANNE FRANK CENTER FOR MUTUAL RESPECT, 44 PARK PL. NEW YORK, NY 10007; CHARITY NOT INVESTMENT RELATED; TREASURER; START DATE: AUGUST 1,2016; APPROXIMATELY 4 HOURS PER MONTH DEVOTED TO BUSINESS DURING, 0 DURING SECURITIES TRADING HOURS. 2. ANNE FRANK CENTER FOR MUTUAL RESPECT, 44 PARK PLACE NY, NY 10007; CHARITY; DIRECTOR & TREASURER; START DATE JULY 1, 2004; 1 HOUR PER MONTH DEVOTED TO BUSINESS DURING NON-SECURITIES TRADING HOURS. 3. DOMACO VENTURE CAPITAL FUND, GREENWICH CT. 06831; INVESTMENT RELATED; GENERAL PARTNER; INVESTMENT FAMILY PARTNERSHIP; START DATE: 2/15/2013; 25 HOURS PER MONTH DEVOTED TO BUSINESS DURING SECURITIES TRADING HOURS. 4. RL CAPITAL PARTNERS, 1345 AVENUE OF THE AMERICAS, 27TH FLOOR NY, NY 10105; INVESTMENT RELATED; MANAGING MEMBER, GENERAL PARTNER LIMITED PARTNERSHIP; START DATE: 1995; 40 HOURS PER MONTH DEVOTED TO BUSINESS DURING SECURITIES TRADING HOURS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-08-05
S63 Uniform Securities Agent State Law Examination 1988-12-19
  • S65 Uniform Investment Adviser Law Examination
    2026-08-05
  • S63 Uniform Securities Agent State Law Examination
    1988-12-19
Other Names
  • Tony Polak
  • Anthony Gerald Polak

View on SEC IAPD

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