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100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-08-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Vanguard Marketing Corporation | Plano | TX | 06/2023 | Present |
| The Vanguard Group, Inc. | Plano | TX | 06/2023 | Present |
| First Financial Bank | Alvarado | TX | 08/2021 | 06/2023 |
| Milken Community Schools | Los Angeles | CA | 09/2019 | 05/2021 |
| Tumi | Los Angeles | CA | 11/2020 | 12/2020 |
| Ymca | Los Angeles | CA | 12/2017 | 06/2021 |
| Bonds Swimming- Los Angeles | Los Angeles | CA | 06/2015 | 06/2021 |
| Self- Employed | Venus | TX | 07/2013 | Present |
| Self-Employed | Venus | TX | 07/2023 | Present |
| Vanguard Advisers, Inc. | Plano | TX | 08/2026 | Present |
NAME OF BUSINESS: SELF -EMPLOYED NON-INVESTMENT RELATED ADDRESS: VENUS, TX NATURE OF BUSINESS: ENTERTAINMENT POSITION: ACTOR START DATE: 7/2013 APPROXIMATE HOURS PER MONTH: 2 NUMBER OF HOURS DURING TRADING HOURS: 0 DUTIES: ACTING ON STAGE/FILM AS HIRED BY PRODUCTION TEAM NAME OF BUSINESS: SELF EMPLOYED NON-INVESTMENT RELATED ADDRESS: VENUS, TX NATURE OF BUSINESS: TEACHING POSITION: SWIMMING TEACHER START DATE: 7/2023 APPROXIMATE HOURS/MONTH: 2 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: TEACHING CLIENTS TO SWIM
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-07-10 |
| S63 | Uniform Securities Agent State Law Examination | 2023-08-25 |
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