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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2026-07-30 |
Branch Locations
2125 Louisiana Blvd, Albuquerque, NM 87110 • United States
One Bryant Park, New York, NY 10036 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Albuquerque | NM | 05/2026 | Present |
| Eagle Sons Enterprises | Albuquerque | NM | 06/2024 | 05/2026 |
| Unemployed | Albuquerque | NM | 11/2023 | 06/2024 |
| Deutsche Bank Securities | New York | NY | 06/2022 | 08/2022 |
| Deutsche Bank Securities | New York | NY | 06/2021 | 07/2021 |
| Eagle Sons Enterprises Inc | Albuquerque | NM | 11/2019 | 03/2020 |
| Nexchange | Hong Kong | 08/2018 | 09/2018 | |
| Central New Mexico Commuinty College | Albuquerque | NM | 01/2019 | 05/2020 |
| Cornell University | Ithaca | NY | 08/2020 | 05/2023 |
| Cottonwood Classical Preparatory High School | Albuquerque | NM | 08/2014 | 05/2018 |
| Deutsche Bank Securities Inc. | New York | NY | 07/2023 | 11/2023 |
| Unemployed | Alburqueque | NM | 10/2018 | 12/2018 |
| Bank Of America, N.A. | Albuquerque | NM | 06/2026 | Present |
I*4649290, Entity Type Entity For Profit, Name of OBA: Surreal Comics & Cards Address: Albuqueruqe New Mexico 87111 Investment Related:No Position, Title, Association: Employee Employee Start Date: 07/04/2026 No Hours: 15 Monthly No Hours during trading: 0 Duties: Cashier. I assist in running the day-to-day operations on a part time basis. I help when I'm free. Day to Day; Selling collectables, Buying collectables, building sell displays, and cleaning. A small local family business. Retail business selling collectables. Primary Comic Books and Sports Cards. I*4649293, Entity Type Entity For Profit, Name of OBA:CGC Address: Lakewood Ranch Florida 34240 Investment Related: No Position, Title, Association: Other Employee Start Date:08/01/2026 No Hours: 50 Yearly No Hours during trading: 0 Duties:Witnessing at signing events. These being large fan expos/cons or small events. When a creator(s) of a comic book signs, I have to watch to confirm that they signed it. This way when the Comic Book is graded they can confirm the singing details. I do this as an extension of my role for Surreal Comics & Cards. The company Surreal Comics & Cards puts a request for a me to witness at select cons/events. CGC approves it or denies it depending on if they think we can provide enough grading submissions. If approved they pay me for the event. The organization works in the collectables space. They provide various services. Primary they grade collectables. They determine the physical value of a collectable and incase them in protective hard plastic cases.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-07-29 |
| S63 | Uniform Securities Agent State Law Examination | 2023-08-24 |
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