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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-08-06 |
Branch Locations
4707 Executive Dr, San Diego, CA 92121-3091 • United States
1380 Hilltop Drive, Redding, CA 96003 • United States
1380 Hilltop Drive, Redding, CA 96003 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Walmart | Redding | CA | 07/2022 | 09/2023 |
| Exp Realty Of California, Inc | San Ramon | CA | 02/2019 | 12/2022 |
| Madison Real Estate Professionals, Inc | Redding | CA | 01/2019 | 02/2019 |
| J. F. Shea Construction | Redding | CA | 04/2018 | 02/2020 |
| Mcm Partners, Inc | Pleasanton | CA | 01/2016 | 01/2019 |
| Thrivent Investment Management Inc | Redding | CA | 07/2023 | 09/2023 |
| Thrivent Financial | Appleton | WI | 09/2023 | 01/2024 |
| Edward Jones | St. Louis | MO | 04/2024 | 07/2026 |
| Rogue Credit Union | Redding | CA | 08/2026 | Present |
| Lpl Financial Llc | Redding | CA | 08/2026 | Present |
| Unemployed | Redding | CA | 01/2024 | 04/2024 |
1. 08/2026 – Rogue Investment Services – DBA for LPL Business (entity for LPL business) – Inv Related – 160 Hour(s)/Month – 160 Hour(s) During Trading – At Reported Business Location (s) – OBA Start Date: 8/6/2026
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-09-07 |
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