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Cory Joseph Nichols

Yes Life Financial

Glen Allen, VA

Glen Allen, VA

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Current Employers
Yes Life Financial

2400 Old Brick Road, Glen Allen, VA 23060 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2019-03-05
  • VA RA
    APPROVED
    Since 2019-03-05

Branch Locations

2400 Old Brick Road, Glen Allen, VA 23060 • United States

Glen Allen, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Moseley VA 07/2016 10/2016
Northwestern Mutual Life Insurance Company Milwaukee WI 10/2016 07/2018
Northwestern Mutual Investment Services Llc Richmond VA 05/2017 07/2018
Northwestern Mutual Wealth Management Company Milwaukee WI 12/2017 07/2018
Yes Life Financial, Llc Glen Allen VA 07/2018 Present
  • 07/2016 → 10/2016
    Unemployed
    Moseley, VA
  • 10/2016 → 07/2018
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 05/2017 → 07/2018
    Northwestern Mutual Investment Services Llc
    Richmond, VA
  • 12/2017 → 07/2018
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 07/2018 → Present
    Yes Life Financial, Llc
    Glen Allen, VA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-11-15
S63 Uniform Securities Agent State Law Examination 2017-10-19
  • S65 Uniform Investment Adviser Law Examination
    2018-11-15
  • S63 Uniform Securities Agent State Law Examination
    2017-10-19
Other Names
  • Cory Joseph Nichols
  • Cory Joseph Nichols

View on SEC IAPD

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KRISTIN ANLIKER
SUSANNAH AMELIA ORZOLEK
ANNA L CARLSON
JORDAN PETER MISTRETTA

Other Offices

LPL FINANCIAL LLC · GLEN ALLEN, VA
STRATHMORE CAPITAL ADVISORS · Glen Allen, VA
CETERA INVESTMENT ADVISERS LLC · GLEN ALLEN, VA
CARLSON FINANCIAL · GLEN ALLEN, VA
CETERA INVESTMENT ADVISERS LLC · GLEN ALLEN, VA
CETERA INVESTMENT ADVISERS LLC · GLEN ALLEN, VA
HUB INVESTMENT PARTNERS, LLC · Glen Allen, VA
HUB INVESTMENT PARTNERS, LLC · Glen Allen, VA

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