Best Investors Account Sign in

David James Wells

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Columbia, SC

New York, NY

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-08-26
SC RA APPROVED 2026-08-22
  • TX RA
    APPROVED
    Since 2026-08-26
  • SC RA
    APPROVED
    Since 2026-08-22

Branch Locations

1301 Gervais St, Columbia, SC 29201 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Charlotte NC 02/2025 Present
Muncaster Financial Group Greenville SC 01/2023 02/2025
The Country Club Of Spartanburg Spartanburg SC 06/2021 07/2022
North Greenville University Tigerville SC 08/2023 12/2024
Wofford College Spartanburg SC 07/2019 05/2023
Chapin High School Chapin SC 08/2015 06/2019
  • 02/2025 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Charlotte, NC
  • 01/2023 → 02/2025
    Muncaster Financial Group
    Greenville, SC
  • 06/2021 → 07/2022
    The Country Club Of Spartanburg
    Spartanburg, SC
  • 08/2023 → 12/2024
    North Greenville University
    Tigerville, SC
  • 07/2019 → 05/2023
    Wofford College
    Spartanburg, SC
  • 08/2015 → 06/2019
    Chapin High School
    Chapin, SC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-08-21
  • S66 Uniform Combined State Law Examination
    2026-08-21
Other Names
  • David James Wells
  • David J Wells Iv
  • James Wells

View on SEC IAPD

Other Firms

INDEPENDENT ADVISOR ALLIANCE, LLC
APOLLON WEALTH MANAGEMENT, LLC
ABACUS PLANNING GROUP, INC.
PARK AVENUE SECURITIES LLC
EDWARD JONES
CAPITAL CONSULTING GROUP, INC
BEERS KIGHT FINANCIAL ADVISORS, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.

Other Investors

STEPHANIE YAUN VOKRAL
Kevin Raphael Kelly
BRADLEY K HUMPHRIES
DAVID SAMUEL PALKOVITZ
CHARLES BAYS FLOWERS
SUSAN AMICK MCCANTS
XIMENA ALEXANDRA CHASTAIN
CORINNE SHERIDAN HANNA

Other Offices

INDEPENDENT ADVISOR ALLIANCE, LLC · Columbia, SC
APOLLON WEALTH MANAGEMENT, LLC · Columbia, SC
ABACUS PLANNING GROUP, INC. · COLUMBIA, SC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · COLUMBIA, SC
PARK AVENUE SECURITIES LLC · COLUMBIA, SC
EDWARD JONES · COLUMBIA, SC
CAPITAL CONSULTING GROUP, INC · COLUMBIA, SC
BEERS KIGHT FINANCIAL ADVISORS, LLC · COLUMBIA, SC

More in Columbia, SC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor