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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-08-10
AR RA APPROVED 2026-07-29
  • TX RA
    APPROVED
    Since 2026-08-10
  • AR RA
    APPROVED
    Since 2026-07-29

Branch Locations

1 Cowboys Way, Frisco, TX 75034 • United States

1061 E Joyce Blvd, Fayetteville, AR 72703 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Newton Boston MA 04/2022 06/2026
Bny Mellon Securities Corporation Boston MA 04/2022 06/2026
Nepc, Llc Boston MA 03/2020 03/2022
Unemployed Newton MA 09/2019 03/2020
Bny Mellon Boston MA 06/2019 08/2019
Unemployed Newton MA 08/2015 06/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Fayetteville AR 06/2026 Present
Innova Solutions Boston MA 06/2019 08/2019
Bank Of America, N.A. Fayetteville AR 08/2026 Present
  • 04/2022 → 06/2026
    Newton
    Boston, MA
  • 04/2022 → 06/2026
    Bny Mellon Securities Corporation
    Boston, MA
  • 03/2020 → 03/2022
    Nepc, Llc
    Boston, MA
  • 09/2019 → 03/2020
    Unemployed
    Newton, MA
  • 06/2019 → 08/2019
    Bny Mellon
    Boston, MA
  • 08/2015 → 06/2019
    Unemployed
    Newton, MA
  • 06/2026 → Present
    Fayetteville, AR
  • 06/2019 → 08/2019
    Innova Solutions
    Boston , MA
  • 08/2026 → Present
    Bank Of America, N.A.
    Fayetteville, AR
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-03-11
  • S66 Uniform Combined State Law Examination
    2026-03-11
Other Names
  • Z Z

View on SEC IAPD

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