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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2026-08-21 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Heritage Bank (Heritage Wealth Strategies) | Tacoma/Bellingham | WA | 09/2022 | 01/2024 |
| Ace Parking | Seattle | WA | 07/2022 | 08/2022 |
| Lutheran Community Services Northwest | Tacoma | WA | 11/2021 | 07/2022 |
| Sunrise Glass | Kent | WA | 09/2021 | 10/2021 |
| Icon Logistics | Sumner | WA | 09/2021 | 09/2021 |
| Bureau Veritas | Ferndale | WA | 07/2021 | 08/2021 |
| Unemployed | Bellingham | WA | 05/2021 | 07/2021 |
| Jackson Hewitt | Bellingham | WA | 12/2020 | 04/2021 |
| Metalman Roofing | Kent | WA | 11/2020 | 12/2020 |
| Soundspeed Logistics | Sumner | WA | 07/2020 | 11/2020 |
| Unemployed | Lacey | WA | 04/2020 | 07/2020 |
| Car Key Connect | Tacoma | WA | 11/2019 | 03/2020 |
| Unemployed | Lacey | WA | 08/2019 | 11/2019 |
| Ahat Homecare | Tacoma | WA | 07/2019 | 08/2019 |
| Skilled Master Services | Lacey | WA | 02/2019 | 06/2019 |
| Synergy Services Llc | Lacey | WA | 05/2017 | 01/2019 |
| Twinstar Credit Union/Peak Credit Union | Olympia | WA | 03/2024 | 03/2026 |
| Cetera Investment Services Llc | St Cloud | MN | 03/2024 | 06/2025 |
| Cetera Investment Advisers Llc | Olympia | WA | 06/2025 | 05/2026 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Tacoma | WA | 07/2026 | Present |
| Unemployed | Lacey | WA | 08/2016 | 05/2017 |
| Infinity Solar | Mount Vernon | WA | 01/2021 | 01/2021 |
| Highline Community College | Des Moines | WA | 09/2017 | 06/2018 |
| Western Governor's University | Lacey | WA | 02/2019 | 07/2019 |
| Pierce College | Steilacoom | WA | 01/2020 | 03/2020 |
| Bank Of America, N.A. | Tacoma | WA | 08/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-06-04 |
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