Best Investors Account Sign in

Brock Whiteman

Ameriprise Financial Services, LLC

Las Vegas, NV

Henderson, NV

Minneapolis, MN

Claim This Profile
Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-07-24
NV RA APPROVED 2026-07-14
  • TX RA
    APPROVED
    Since 2026-07-24
  • NV RA
    APPROVED
    Since 2026-07-14

Branch Locations

10845 Griffith Peak Dr Ste 690, Las Vegas, NV 89135 • United States

2495 Village View Dr Ste 200, Henderson, NV 89074 • United States

901 3Rd Ave S, Minneapolis, MN 55402-3367 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Las Vegas NV 09/2022 Present
Moneytree Inc. Las Vegas NV 01/2021 07/2022
Dillard's, Inc. San Antonio TX 02/2019 01/2021
Starbucks Coffee Co. San Antonio TX 08/2016 01/2019
La Cantera Resorts San Antonio TX 03/2020 05/2020
Unemployed San Antonio TX 05/2020 12/2020
Student San Antonio TX 08/2016 08/2020
  • 09/2022 → Present
    Ameriprise Financial Services, Llc
    Las Vegas, NV
  • 01/2021 → 07/2022
    Moneytree Inc.
    Las Vegas, NV
  • 02/2019 → 01/2021
    Dillard's, Inc.
    San Antonio, TX
  • 08/2016 → 01/2019
    Starbucks Coffee Co.
    San Antonio, TX
  • 03/2020 → 05/2020
    La Cantera Resorts
    San Antonio, TX
  • 05/2020 → 12/2020
    Unemployed
    San Antonio, TX
  • 08/2016 → 08/2020
    Student
    San Antonio, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-07-06
  • S66 Uniform Combined State Law Examination
    2026-07-06
Other Names
  • Brock Whiteman
  • Brock Mackenzie Whiteman

View on SEC IAPD

Other Firms

YH&C INVESTMENTS INC.
MM MACHINE, LLC
QUANTIFIX CAPITAL MANAGEMENT, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
AI AGENT CAPITAL, LLC
BETTER CAPITAL MANAGEMENT LLC
U.S. BANCORP ADVISORS, LLC
ROSTEN CAPITAL INVESTMENTS LLC

Other Investors

YALE BOCK
Juan Manuel Mardueno Rodriguez
Sariguli Tuersun
Javier Magana Benitez
Shane Lee Rogers
CLIFTON M YASUTOMI
Nicholas Paul Abbott
MICHAEL J COOK

Other Offices

YH&C INVESTMENTS INC. · LAS VEGAS, NV
MM MACHINE, LLC · LAS VEGAS, NV
QUANTIFIX CAPITAL MANAGEMENT, LLC · LAS VEGAS, NV
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LAS VEGAS, NV
AI AGENT CAPITAL, LLC · LAS VEGAS, NV
BETTER CAPITAL MANAGEMENT LLC · LAS VEGAS, NV
U.S. BANCORP ADVISORS, LLC · Las Vegas, NV
ROSTEN CAPITAL INVESTMENTS LLC · LAS VEGAS, NV

More in Las Vegas, NV

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor