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Brock Whiteman

Ameriprise Financial Services, LLC

Las Vegas, NV

Henderson, NV

Minneapolis, MN

CRD 7631920

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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-07-24
NV RA APPROVED 2026-07-14
  • TX RA
    APPROVED
    Since 2026-07-24
  • NV RA
    APPROVED
    Since 2026-07-14

Branch Locations

10845 Griffith Peak Dr Ste 690, Las Vegas, NV 89135 • United States

2495 Village View Dr Ste 200, Henderson, NV 89074 • United States

901 3Rd Ave S, Minneapolis, MN 55402-3367 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Las Vegas NV 09/2022 Present
Moneytree Inc. Las Vegas NV 01/2021 07/2022
Dillard's, Inc. San Antonio TX 02/2019 01/2021
Starbucks Coffee Co. San Antonio TX 08/2016 01/2019
La Cantera Resorts San Antonio TX 03/2020 05/2020
Unemployed San Antonio TX 05/2020 12/2020
Student San Antonio TX 08/2016 08/2020
  • 09/2022 → Present
    Ameriprise Financial Services, Llc
    Las Vegas, NV
  • 01/2021 → 07/2022
    Moneytree Inc.
    Las Vegas, NV
  • 02/2019 → 01/2021
    Dillard's, Inc.
    San Antonio, TX
  • 08/2016 → 01/2019
    Starbucks Coffee Co.
    San Antonio, TX
  • 03/2020 → 05/2020
    La Cantera Resorts
    San Antonio, TX
  • 05/2020 → 12/2020
    Unemployed
    San Antonio, TX
  • 08/2016 → 08/2020
    Student
    San Antonio, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-07-06
  • S66 Uniform Combined State Law Examination
    2026-07-06
Other Names
  • Brock Whiteman
  • Brock Mackenzie Whiteman

View on SEC IAPD

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