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Alton Lance Drake

Ubs Financial Services Inc.

Houston, TX

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-07-27
  • TX RA
    APPROVED
    Since 2026-07-27

Branch Locations

2525 Bay Area Blvd 3Rd Floor, Houston, TX 77058 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Houston TX 06/2022 08/2022
Ubs Houston TX 06/2024 08/2024
Invesco Atlanta GA 06/2025 08/2025
Ubs Financial Services Inc. Houston TX 06/2026 Present
Southern Methodist University Dallas TX 08/2022 05/2026
Clear Falls Highschool League City TX 08/2018 05/2022
League City Intermediate League City TX 08/2015 05/2018
  • 06/2022 → 08/2022
    Ubs
    Houston , TX
  • 06/2024 → 08/2024
    Ubs
    Houston, TX
  • 06/2025 → 08/2025
    Invesco
    Atlanta, GA
  • 06/2026 → Present
    Ubs Financial Services Inc.
    Houston, TX
  • 08/2022 → 05/2026
    Southern Methodist University
    Dallas, TX
  • 08/2018 → 05/2022
    Clear Falls Highschool
    League City, TX
  • 08/2015 → 05/2018
    League City Intermediate
    League City , TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-05-19
  • S66 Uniform Combined State Law Examination
    2026-05-19

View on SEC IAPD

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Other Offices

BRIDGE CAPITAL ADVISORS · HOUSTON, TX
TSA WEALTH MANAGEMENT · HOUSTON, TX
PEREA CAPITAL · HOUSTON, TX
TRI-STAR ADVISORS, INC. · HOUSTON, TX
HORNOR, TOWNSEND & KENT, LLC · Houston, TX
AMERIPRISE FINANCIAL SERVICES, LLC · Houston, TX
LPL FINANCIAL LLC · HOUSTON, TX
MARINER INDEPENDENT · Houston, TX

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