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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2026-07-29 |
| NY | RA | APPROVED | 2026-07-29 |
| TX | RA | APPROVED | 2026-07-29 |
Branch Locations
390 Madison Ave, New York, NY 10017 • United States
390 Madison Ave Floor 11, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Brick Township Recreation | Brick | NJ | 05/2015 | 09/2019 |
| Tonys Pizza And Subs | Brick | NJ | 10/2017 | 08/2020 |
| La Fontana Ristorante | Brick | NJ | 07/2020 | 02/2021 |
| Red Moon Pizza | Howell | NJ | 07/2020 | 02/2021 |
| Monmouth University Football Program | West Long Branch | NJ | 05/2021 | 08/2021 |
| Doordash | San Francisco | CA | 01/2021 | 06/2026 |
| Northwestern Mutual Life Insurance Company | New York | NY | 03/2022 | 06/2023 |
| Northwestern Mutual Investment Services Llc | New York | NY | 05/2023 | 06/2023 |
| Jpmorgan Chase Bank, N.A. | New York | NY | 07/2023 | Present |
| J.P. Morgan Securities Llc | New York | NY | 07/2023 | Present |
| Ironlinx Fulfillment & Logistics Services | Kennett Square | PA | 10/2019 | 12/2019 |
| Instacart | Brick | NJ | 06/2021 | 07/2023 |
| Lyft | Brick | NJ | 06/2022 | 08/2022 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-06-20 |
| S63 | Uniform Securities Agent State Law Examination | 2023-05-20 |
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