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Cory Jay Miner

Rbc Capital Markets, LLC

Duluth, MN

Fargo, ND

St. Cloud, MN

Fargo, ND

CRD 3160081

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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
VI RA APPROVED 2026-04-01
ND RA APPROVED 2026-03-24
TX RA APPROVED 2026-03-18
  • VI RA
    APPROVED
    Since 2026-04-01
  • ND RA
    APPROVED
    Since 2026-03-24
  • TX RA
    APPROVED
    Since 2026-03-18

Branch Locations

1420 London Road Suite 201, Duluth, MN 55805-2425 • United States

4207 28Th Avenue South 2Nd Floor, Fargo, ND 58104 • United States

1015 W Saint Germain St Suite 400, St. Cloud, MN 56301-5423 • United States

Fargo, ND • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Saint Cloud MN 01/2011 07/2020
Raymond James Financial Services, Inc. Fargo ND 07/2020 11/2025
Raymond James Financial Services Advisors, Inc. Fargo ND 07/2020 11/2025
Bremer Bank Saint Louis Park MN 07/2020 11/2025
Lpl Financial Llc Saint Louis Park MN 11/2025 03/2026
Old National Bank Saint Louis Park MN 11/2025 03/2026
Rbc Capital Markets, Llc Fargo ND 03/2026 Present
Previous Registrations
  • 2025-11-07 → 2026-03-21
    Lpl Financial Llc
    Fargo, ND
    San Diego, CA
    Fargo, ND
  • 2020-07-13 → 2025-11-07
    Raymond James Financial Services Advisors, Inc
    Saint Louis Park, MN
    Fargo, ND
  • 2011-01-03 → 2020-07-22
    Wells Fargo Clearing Services, Llc
    Minneapolis, MN
    Bloomington, MN
    Minneapolis, MN
    Minneapolis, MN
    Wayzata, MN
    Wayzata, MN
    Wayzata, MN
  • 2002-02-04 → 2011-01-03
    Wells Fargo Investments, Llc
    Minneapolis, MN
    Saint Cloud, MN
    Monticello, MN
    Sartell, MN
    Sauk Rapids, MN
    Saint Cloud, MN
    Saint Cloud, MN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-01-17
S63 Uniform Securities Agent State Law Examination 1998-12-30
  • S65 Uniform Investment Adviser Law Examination
    2002-01-17
  • S63 Uniform Securities Agent State Law Examination
    1998-12-30

View on SEC IAPD

Nearby Firms

WELLS FARGO CLEARING SERVICES, LLC
EDWARD JONES
RAYMOND JAMES & ASSOCIATES, INC.

Nearby Investors

JOHN PAUL LAWIEN
ALICIA NICOLE KIM
JOY ELIZABETH DALBERG

Nearby Offices

WELLS FARGO CLEARING SERVICES, LLC · DULUTH, MN
EDWARD JONES · DULUTH, MN
EDWARD JONES · DULUTH, MN

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