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85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-08-14 |
| NY | RA | APPROVED | 2022-07-14 |
Branch Locations
85 Broad Street 25Th Floor,26Th Floor, New York, NY 10004 • United States
Howell, NJ • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Msi Financial Services Inc | Iselin | NJ | 08/2016 | 02/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pennington | NJ | 01/2018 | 09/2021 |
| Bank Of America, N.A. | Pennington | NJ | 01/2018 | 09/2021 |
| Worldwide Express | Middlesex | NJ | 04/2017 | 01/2018 |
| Unemployed | North Brunswick | NJ | 02/2017 | 03/2017 |
| Finra | Jersey City | NJ | 09/2021 | 07/2022 |
| Oppenheimer & Co. | New York | NY | 07/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-05-21 |
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