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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-08-26
  • NJ RA
    APPROVED
    Since 2026-08-26

Branch Locations

220 Saint Paul Street, Westfield, NJ 07090 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Financial Specialists Llc Schaumburg IL 09/2025 Present
Gerald Reiss Cpa Westfield NJ 01/2015 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2026 Present
  • 09/2025 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 01/2015 → Present
    Gerald Reiss Cpa
    Westfield, NJ
  • 08/2026 → Present
    Schaumburg, IL
Other Businesses

1) GERALD REISS CPA; SAME AS REGISTERED LOCATION; NON- INVESTMENT RELATED; TAX AND ACCOUNTING PRACTICE; FIRM MANAGER; SINCE 1/2015; 160 HRS/MO

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-08-24
S63 Uniform Securities Agent State Law Examination 2026-07-06
  • S65 Uniform Investment Adviser Law Examination
    2026-08-24
  • S63 Uniform Securities Agent State Law Examination
    2026-07-06

View on SEC IAPD

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