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Lydia Pauline Harvey

Rbc Capital Markets, LLC

Denver, CO

Westminster, CO

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2026-08-17
  • CO RA
    APPROVED
    Since 2026-08-17

Branch Locations

1801 California Street Suite 3900, Denver, CO 80202-5822 • United States

Westminster, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Boulder CO 06/2018 07/2022
Raymond James St. Petersburg FL 06/2016 06/2018
Rbc Capital Markets, Llc Denver CO 07/2022 Present
  • 06/2018 → 07/2022
    Raymond James & Associates
    Boulder, CO
  • 06/2016 → 06/2018
    Raymond James
    St. Petersburg, FL
  • 07/2022 → Present
    Rbc Capital Markets, Llc
    Denver, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-08-17
  • S66 Uniform Combined State Law Examination
    2026-08-17
Other Names
  • Lydia Pauline Harvey
  • Lydia Pauline Harvey Griego
  • Lydia Pauline Harvey Hamilton

View on SEC IAPD

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Other Offices

EXCELLERE PARTNERS · DENVER, CO
ALPINE QUANTITATIVE MANAGEMENT, LLC · DENVER, CO
MORGAN STANLEY · Denver, CO
CETERA INVESTMENT ADVISERS LLC · DENVER, CO
DREAM U.S. MANAGER LLC · DENVER, CO
KSL CAPITAL PARTNERS · DENVER, CO
CIBC PRIVATE WEALTH ADVISORS, INC. · Denver, CO
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