Lydia Pauline Harvey

Rbc Capital Markets, LLC

Westminster, CO

CRD 6674570

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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2026-08-17

CO RA
APPROVED

Since 2026-08-17

Branch Locations

1801 California Street Suite 3900, Denver, CO 80202-5822 • United States

Westminster, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Raymond James & Associates	Boulder	CO	06/2018	07/2022
Raymond James	St. Petersburg	FL	06/2016	06/2018
Rbc Capital Markets, Llc	Denver	CO	07/2022	Present

06/2018 → 07/2022

Raymond James & Associates

Boulder, CO
06/2016 → 06/2018

Raymond James

St. Petersburg, FL
07/2022 → Present

Rbc Capital Markets, Llc

Denver, CO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-08-17

S66 Uniform Combined State Law Examination

2026-08-17

Other Names

Lydia Pauline Harvey
Lydia Pauline Harvey Griego
Lydia Pauline Harvey Hamilton

View on SEC IAPD

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