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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2026-08-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Fort Smith | AR | 08/2015 | 05/2019 |
| Bank Of America, N.A. | Fort Smith | AR | 11/2015 | 05/2019 |
| First National Bank Of Fort Smith | Fort Smith | AR | 06/2019 | Present |
| Cetera Investment Advisers Llc | Fort Smith | AR | 06/2019 | 04/2024 |
| Cetera Investment Services Llc | St. Cloud | MN | 06/2019 | 04/2024 |
| Cetera Investment Services Llc | Saint Cloud | MN | 08/2026 | Present |
| Cetera Investment Advisers Llc | Fort Smith | AR | 08/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-11-19 |
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