Ryan Spencer Chapman

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2026-08-04

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Total Quality Logistics	Charlotte	NC	12/2017	06/2018
Spotlight Branding	Huntersville	NC	11/2016	09/2017
Edward Jones	Charlotte	NC	07/2018	10/2018
Massmutual	Charlotte	NC	09/2016	11/2016
Unemployed	Charlotte	NC	07/2015	09/2016
Unemployed	Huntersville	NC	08/2017	12/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Raleigh	NC	04/2020	Present
Renewal By Andersen	Charlotte	NC	10/2018	11/2019
Bank Of America	Charlotte	NC	04/2020	07/2024
Spectrum	Charlotte	NC	12/2019	04/2020

12/2017 → 06/2018

Total Quality Logistics

Charlotte, NC
11/2016 → 09/2017

Spotlight Branding

Huntersville, NC
07/2018 → 10/2018

Edward Jones

Charlotte, NC
09/2016 → 11/2016

Massmutual

Charlotte, NC
07/2015 → 09/2016

Unemployed

Charlotte, NC
08/2017 → 12/2017

Unemployed

Huntersville, NC
04/2020 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Raleigh, NC
10/2018 → 11/2019

Renewal By Andersen

Charlotte, NC
04/2020 → 07/2024

Bank Of America

Charlotte, NC
12/2019 → 04/2020

Spectrum

Charlotte, NC

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-08-03

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