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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-08-29 |
| CA | RA | APPROVED | 2025-07-11 |
Branch Locations
4655 Executive Dr 10Th Fl [Vj-Rbo], San Diego, CA 92121 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Foresters Financial Services | San Diego | CA | 09/2016 | 03/2017 |
| Ucr Housing, Dining, And Residential Services | Riverside | CA | 11/2014 | 09/2016 |
| Unemployed | San Diego | CA | 03/2017 | 05/2017 |
| Jp Morgan Chase Bank | San Diego | CA | 05/2017 | 08/2021 |
| Jp Morgan Securities, Llc | San Diego | CA | 05/2017 | 08/2021 |
| V&B Casas Llc | Scottsdale | AZ | 08/2021 | 03/2025 |
| Wells Fargo Clearing Services, Llc | San Diego | CA | 03/2025 | Present |
Entity Name: V&B Casas LLC Investment related: N Address: Scottsdale, AZ 85255 Nature of the other business: Real Estate Position/Title/Relationship: Owner/ Partner Start Date: 08/20/2021 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Member of V&B Casas LLC, 50% owner with my sister. Purpose of the LLC is to purchase a rental property, collect monthly rent payments, and pay mortgage. No responsibilities similar to my current JPMC role. FASHION HILLS HOMEOWNERS ASSOCIATION ; NOT INV RELATED;SAN DIEGO,CA; HOMEOWNERS; BOARD MEMBER; START DATE: 07/02/2026; 5 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-07-11 |
| S63 | Uniform Securities Agent State Law Examination | 2016-11-28 |
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