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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-07-30
  • NC RA
    APPROVED
    Since 2026-07-30

Branch Locations

225 N Bennett St #C, Southern Pines, NC 28387 • United States

3211 Shannon Rd Ste 310, Durham, NC 27707 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Town Of Southern Pines Southern Pines NC 12/2021 12/2023
Razorback Llc Dba Casino Guitars Southern Pines NC 06/2015 Present
Tucker Bria Wealth Strategies Southern Pines NC 03/2026 Present
Town Of Southern Pines – Mayor Southern Pines NC 12/2023 Present
Hot Asana Yoga Studio Southern Pines NC 08/2015 Present
Cetera Wealth Services, Llc El Segundo CA 06/2026 Present
Cetera Investment Advisers Llc Schaumburg IL 07/2026 Present
  • 12/2021 → 12/2023
    Town Of Southern Pines
    Southern Pines, NC
  • 06/2015 → Present
    Razorback Llc Dba Casino Guitars
    Southern Pines, NC
  • 03/2026 → Present
    Tucker Bria Wealth Strategies
    Southern Pines, NC
  • 12/2023 → Present
    Town Of Southern Pines – Mayor
    Southern Pines, NC
  • 08/2015 → Present
    Hot Asana Yoga Studio
    Southern Pines, NC
  • 06/2026 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 07/2026 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

1. NAME OF OTHER BUSINESS: TUCKER BRIA WEALTH STRATEGIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL PLANNING AND WEALTH MANAGEMENT; START DATE: 03/2026; POSITION/TITLE/RELATIONSHIP: WEALTH MANAGEMENT ASSISTANT (CURRENT), FINANCIAL ADVISOR (AFTER PASSING SERIES 7); APX NUMBER OF HOURS PER WEEK: 20; APX NUMBER OF HOURS DURING TRADING HOURS: 20; BRIEF DESCRIPTION OF DUTIES: ASSIST CLIENTS WITH WEALTH MANAGEMENT STRATEGIES AND PORTFOLIO REVIEW; 2. NAME OF OTHER BUSINESS: SUNRISE PRESERVATION GROUP; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: SOUTHERN PINES, NC 28387; START DATE: 06/2025; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: ATTEND MONTHLY BOARD MEETINGS AND ADVISE ON BOARD GOVERNANCE, FUNDRAISER EVENTS OR MANAGEMENT OF THE HISTORIC THEATER AND ITS EVENTS; 3. NAME OF OTHER BUSINESS: TOWN OF SOUTHERN PINES – MAYOR; INVESTMENT RELATED: NO; ADDRESS: SOUTHERN PINES, NC 28387; NATURE OF BUSINESS: TOWN COUNCIL / PUBLIC OFFICE; START DATE: 12/2023; POSITION/TITLE/RELATIONSHIP: MAYOR; APX NUMBER OF HOURS PER WEEK: 20; APX NUMBER OF HOURS DURING TRADING HOURS: 5; BRIEF DESCRIPTION OF DUTIES: RUN TOWN COUNCIL MEETINGS (MONTHLY PUBLIC MEETINGS, MONTHLY WORK SESSIONS, ANNUAL BUDGET RETREAT), ATTEND LOCAL EVENTS AS THE MAYOR AND SPEAK ON BEHALF OF THE TOWN OR COUNCIL; 4. NAME OF OTHER BUSINESS: RAZORBACK LLC DBA CASINO GUITARS; INVESTMENT RELATED: NO; ADDRESS: 115 NE BROAD STREET, SOUTHERN PINES, NC 28387; NATURE OF BUSINESS: BOUTIQUE GUITAR STORE AND MUSIC LESSON STUDIO; START DATE: 06/2015; POSITION/TITLE/RELATIONSHIP: CO-OWNER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: FAMILY-OWNED BOUTIQUE GUITAR STORE AND TEACHING STUDIO. RUN PAYROLL AND MONTHLY SALES TAX, HELP IN SHOP OR POSTING ON SOCIAL MEDIA AS NECESSARY; 5. NAME OF OTHER BUSINESS: HOT ASANA YOGA STUDIO; INVESTMENT RELATED: NO; ADDRESS: 10 CAMELIA WAY, SOUTHERN PINES, NC 28387; NATURE OF BUSINESS: YOGA; START DATE: 08/2015; POSITION/TITLE/RELATIONSHIP: YOGA TEACHER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: TEACH GROUP YOGA CLASSES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-04-03
S63 Uniform Securities Agent State Law Examination 2006-01-19
  • S66 Uniform Combined State Law Examination
    2026-04-03
  • S63 Uniform Securities Agent State Law Examination
    2006-01-19
Designations
  • Certified Financial Planner
Other Names
  • Taylor Lauren Gillis Clement
  • Lauren Taylor Gillis
  • Lauren Taylor Gillis
  • Taylor Lauren Gillis
  • Taylor Lauren Gillis Clement

View on SEC IAPD

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