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538 Preston Avenue, Meriden, CT 06450-4858 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2013-02-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Bank Of North Carolina | Southern Pines | NC | 02/1990 | Present |
| Infinex Investments, Inc. | Southern Pines | NC | 02/2013 | Present |
1.) Mary Kay. Make up sales. Not investment related. Started Dec 2016. Approx 4 hours per month. 0 during trading hours. Internet based sales. 2.) Trustee. 425 reynwood Ct, NC. Yes, Investment related. 2 hours per month. Managing real estate nd cash investments as trustee. 3.) Mary Margaret Graham, LLC. 1031 exchange. Manager for the LLC, not paid. Yes, investment related. Started Aug 2025. Approx 1 hour per month. I manage the deposits/disbursements and pay insurance and LLC expenses.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-02-20 |
| S63 | Uniform Securities Agent State Law Examination | 1999-06-04 |
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