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Current Employers
Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2013-02-19
  • NC RA
    APPROVED
    Since 2013-02-19

Branch Locations

205 Se Broad St, Southern Pines, NC 28387 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Bank Of North Carolina Southern Pines NC 02/1990 Present
Infinex Investments, Inc. Southern Pines NC 02/2013 Present
  • 02/1990 → Present
    First Bank Of North Carolina
    Southern Pines, NC
  • 02/2013 → Present
    Infinex Investments, Inc.
    Southern Pines, NC
Previous Registrations
  • 2008-07-22 → 2013-02-20
    Aberdeen, NC
    Southern Pines, NC
    Bennett, NC
    Carthage, NC
    Laurel Hill, NC
    Laurinburg, NC
    Lumberton, NC
    Maxton, NC
    Pinebluff, NC
    Southern Pines, NC
    Pinehurst, NC
    Pinehurst, NC
    Robbins, NC
    West End, NC
    St. Pauls, NC
    Vass, NC
    Southern Pines, NC
    Fort Mill, SC
    Southern Pines, NC
    Fairmont, NC
    Pembroke, NC
  • 2003-07-31 → 2009-07-21
    Uvest Financial Services Group, Inc.
    Southern Pines, NC
    Southern Pines, NC
    Southern Pines, NC
Other Businesses

1.) Mary Kay. Make up sales. Not investment related. Started Dec 2016. Approx 4 hours per month. 0 during trading hours. Internet based sales. 2.) Trustee. 425 reynwood Ct, NC. Yes, Investment related. 2 hours per month. Managing real estate nd cash investments as trustee. 3.) Mary Margaret Graham, LLC. 1031 exchange. Manager for the LLC, not paid. Yes, investment related. Started Aug 2025. Approx 1 hour per month. I manage the deposits/disbursements and pay insurance and LLC expenses.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-02-20
S63 Uniform Securities Agent State Law Examination 1999-06-04
  • S65 Uniform Investment Adviser Law Examination
    2003-02-20
  • S63 Uniform Securities Agent State Law Examination
    1999-06-04
Designations
Other Names
  • Audra Webb Mclean
  • Audra Webb Mclean

View on SEC IAPD

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