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Thomas Edward Velevis

Dreher Financial Partners

Southern Pines, NC

CRD 2369373

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Employer firm

Dreher Financial Partners CRD 104537

$148M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Dreher Financial Partners

275 Se Broad Street, Southern Pines, NC 28387 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 1999-12-23
  • NC RA
    APPROVED
    Since 1999-12-23

Branch Locations

275 Se Broad Street, Southern Pines, NC 28387 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
H.S. Dreher Capital Mgt(Formerly Longleaf Capital Mgt) Southern Pines NC 05/2001 Present
  • 05/2001 → Present
    H.S. Dreher Capital Mgt(Formerly Longleaf Capital Mgt)
    Southern Pines, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-01-12
S63 Uniform Securities Agent State Law Examination 1993-08-13
  • S65 Uniform Investment Adviser Law Examination
    1994-01-12
  • S63 Uniform Securities Agent State Law Examination
    1993-08-13
Designations
  • Certified Financial Planner
Other Names
  • Tom Velevis
  • Thomas E Velevis

View on SEC IAPD

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