Best Investors
Account
Sign in
Best Investors
Account
Sign in
CRD 6701719
LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2022-01-26 |
Branch Locations
6960 Delta Rd., Delta, PA 17314 • United States
750 Lombard Rd., Red Lion, PA 17356 • United States
750 Hellam St., Wrightsville, PA 17368 • United States
10 North Main St., Stewartstown, PA 17363 • United States
69 East Forrest Ave., Shrewsbury, PA 17361 • United States
900 Country Club Rd., Red Lion, PA 17356 • United States
Fawn Grove, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| M&T Securities, Inc. | Delta | PA | 08/2016 | 06/2021 |
| Compass Group Inc. Crothall Health | Brogue | PA | 03/2019 | 06/2019 |
| Rams Head Live | Baltimore | MD | 07/2015 | 09/2016 |
| Lpl Financial, Llc | Delta | PA | 06/2021 | Present |
| Wilmington Advisors | Delta | PA | 06/2021 | Present |
1. 06/09/2021 - Wilmington Advisors @ M&T - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business).
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-01-25 |
Reach out to this advisor