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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2022-01-26
  • PA RA
    APPROVED
    Since 2022-01-26

Branch Locations

6960 Delta Rd., Delta, PA 17314 • United States

750 Lombard Rd., Red Lion, PA 17356 • United States

750 Hellam St., Wrightsville, PA 17368 • United States

10 North Main St., Stewartstown, PA 17363 • United States

69 East Forrest Ave., Shrewsbury, PA 17361 • United States

900 Country Club Rd., Red Lion, PA 17356 • United States

Fawn Grove, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
M&T Securities, Inc. Delta PA 08/2016 06/2021
Compass Group Inc. Crothall Health Brogue PA 03/2019 06/2019
Rams Head Live Baltimore MD 07/2015 09/2016
Lpl Financial, Llc Delta PA 06/2021 Present
Wilmington Advisors Delta PA 06/2021 Present
  • 08/2016 → 06/2021
    M&T Securities, Inc.
    Delta, PA
  • 03/2019 → 06/2019
    Compass Group Inc. Crothall Health
    Brogue, PA
  • 07/2015 → 09/2016
    Rams Head Live
    Baltimore, MD
  • 06/2021 → Present
    Delta, PA
  • 06/2021 → Present
    Wilmington Advisors
    Delta, PA
Other Businesses

1. 06/09/2021 - Wilmington Advisors @ M&T - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business).

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-01-25
  • S66 Uniform Combined State Law Examination
    2022-01-25
Other Names
  • Lauretta Gutermuth

View on SEC IAPD

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