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Jennifer Carol Lowden

LPl Financial LLC

Quarryville, PA

Pottstown, PA

CRD 5007902

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2019-05-29
  • PA RA
    APPROVED
    Since 2019-05-29

Branch Locations

203 Commerce Dr Ste B, Quarryville, PA 17566 • United States

Pottstown, PA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc West Chester PA 03/2017 Present
Joann Fabric And Craft Southampton PA 10/2013 10/2016
Unemployed Warminster PA 10/2016 03/2017
  • 03/2017 → Present
    West Chester, PA
  • 10/2013 → 10/2016
    Joann Fabric And Craft
    Southampton, PA
  • 10/2016 → 03/2017
    Unemployed
    Warminster, PA
Previous Registrations
Other Businesses

1. 1/4/2019 - Fisher Wealth Management Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 03/01/2017 - 160 Hours Per Month During Securities Trading. 2. 11/3/2020 - No Business Name - Not Investment Related - At Reported Business Location(s) - Other-Notary - Started 10/14/2020 - 1 Hour Per Month During Securities Trading - Notary Public - Notarize forms for clients.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-07-20
  • S66 Uniform Combined State Law Examination
    2018-07-20
Other Names
  • Jennifer Carol Lowden
  • Jennifer Carol Mower
  • Jennifer Carol Wright

View on SEC IAPD

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